Regina G. Thoele is Senior Vice President of Compliance at NFA. She oversees the Compliance Department's exam, investigation, financial surveillance, and risk management programs; works on enforcement cases; advises Members on compliance issues; assists NFA Member committees; participates in industry conferences; and develops and monitors Compliance Department goals. In addition, Ms. Thoele works with NFA’s Legal Department to develop rules and interpretive guidance, and develops strategic plans and initiatives for NFA’s Compliance Department.